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Fidelity brokerage arm fined $2m

Settles allegations employees destroyed, altered documents

By Beth Healy and Andrew Caffrey
Globe Staff / August 4, 2004

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The brokerage arm of Fidelity Investments yesterday agreed to pay $2 million to settle charges that employees in 21 of its offices destroyed customer documents, marking the first time in memory the investment giant has been sanctioned by federal regulators. (Full Article: 745 Words)

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