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State set to allege securities fraud

Complaint to cite offerings by UBS; Seeks fine, return of investor funds

By Beth Healy
Globe Staff / June 26, 2008

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Massachusetts securities regulators today are expected to file civil fraud charges against UBS Financial Services Inc. for allegedly selling investments it claimed were as safe as cash even though the Swiss firm knew they were risky, according to a state official briefed on the case. (Full article: 897 words)

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